FCA Handbook

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1.         High Level Standards

o          PRIN Principles for Businesses

o          SYSC Senior Management Arrangements, Systems and Controls

o          COCON Code of Conduct

o          COND Threshold Conditions

o          APER Statements of Principle and Code of Practice for Approved Persons

o          FIT Fit and Proper test for Employees and Senior Personnel

o          FINMAR Financial Stability and Market Confidence Sourcebook

o          TC Training and Competence

o          GEN General Provisions

o          FEES Fees Manual

2.         Prudential Standards

o          GENPRU General Prudential sourcebook

o          BIPRU Prudential sourcebook for Banks, Building Societies and Investment Firms

o          IFPRU Prudential sourcebook for Investment Firms

o          INSPRU Prudential sourcebook for Insurers

o          MIPRU Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries

o          IPRU-FSOC Interim Prudential sourcebook for Friendly Societies

o          IPRU-INS Interim Prudential sourcebook for Insurers

o          IPRU-INV Interim Prudential sourcebook for Investment Businesses

3.         Business Standards

o          COBS Conduct of Business Sourcebook

o          ICOBS Insurance: Conduct of Business sourcebook

o          MCOB Mortgages and Home Finance: Conduct of Business sourcebook

o          BCOBS Banking: Conduct of Business sourcebook

o          CMCOB Claims Management: Conduct of Business sourcebook

o          CASS Client Assets

o          MAR Market Conduct

o          PROD Product Intervention and Product Governance Sourcebook

4.         Regulatory Processes

o          SUP Supervision

o          DEPP Decision Procedure and Penalties Manual

5.         Redress

o          DISP Dispute Resolution: Complaints

o          CONRED Consumer Redress Schemes sourcebook

o          COMP Compensation

6.         Specialist sourcebooks

o          COLL Collective Investment Schemes

o          CREDS Credit Unions sourcebook

o          CONC Consumer Credit sourcebook

o          FUND Investment Funds sourcebook

o          PROF Professional Firms

o          RCB Regulated Covered Bonds

o          REC Recognised Investment Exchanges

7.         Listing, Prospectus and Disclosure

o          LR Listing Rules

o          PR Prospectus Rules

o          DTR Disclosure Guidance and Transparency Rules sourcebook

8.         Handbook Guides

o          EMPS Energy Market Participants

o          OMPS Oil Market Participants

o          SERV Service companies

o          BENCH General guidance on Benchmark Administration, Contribution and Use

9.         Regulatory Guides

o          COLLG The Collective Investment Scheme Information Guide

o          EG The Enforcement Guide

o          FCG Financial Crime Guide: A firm’s guide to countering financial crime risks (FCG)

o          FCTR Financial Crime Thematic Reviews

o          PERG The Perimeter Guidance Manual

o          RPPD The Responsibilities of Providers and Distributors for the Fair Treatment of Customers

o          UNFCOG The Unfair Contract Terms and Consumer Notices Regulatory Guide

o          WDPG The Wind-down Planning Guide

o          M2G The MiFID 2 Guide

10.       Glossary